03&
03&
(;7(51$/%86 ,17(5)$&(
027252/$
86(56 0$18$/
5HY 2FWREHU
WKH EXV LQWHUIDFH VKRXOG QRW SHUIRUP WKH UHPRWH EXV ZULWHDFFHVV RU DERUW LW LI WKH
UHPRWH EXV VXSSRUWV DERUWHG F\FOHV ,Q WKLV FDVH WKH IDLOXUH RI WKH VWZF[ LQVWUXF
WLRQ LVUHSRUWHG WR WKH5&38
%XV ([FHSWLRQ &RQWURO &\FOHV
7KH 03& 03& EXV DUFKLWHFWXUH UHTXLUHV DVVHUWLRQ RI 7$ IURP DQ H[WHUQDO GH
YLFH WR VLJQDO WKDW WKH EXV F\FOH LV FRPSOHWH 7$ LV QRW DVVHUWHG LQ WKH IROORZLQJ FDVHV
7KHH[WHUQDO GHYLFH GRHVQRWUHVSRQG
9DULRXV RWKHU DSSOLFDWLRQGHSHQGHQW HUURUV RFFXU
([WHUQDO FLUFXLWU\ FDQ SURYLGH 7($ ZKHQ QR GHYLFH UHVSRQGV E\ DVVHUWLQJ 7$ ZLWKLQ DQ
DSSURSULDWH SHULRG RI WLPH DIWHU WKH 03& 03& LQLWLDWHV WKH EXV F\FOH LW FDQ
EH WKH LQWHUQDO EXV PRQLWRU 7KLV DOORZV WKH F\FOH WR WHUPLQDWH DQG WKH SURFHVVRU WR
HQWHU H[FHSWLRQSURFHVVLQJ IRU WKH HUURU FRQGLWLRQ HDFK RQH RI WKH LQWHUQDO PDVWHUV
FDXVHV DQ LQWHUQDO LQWHUUXSW XQGHU WKLV VLWXDWLRQ 7R SURSHUO\ FRQWURO WHUPLQDWLRQ RI D
EXV F\FOH IRU D EXV HUURU 7($ PXVW EH DVVHUWHG DW WKHVDPH WLPH RU EHIRUH 7$ LV DV
VHUWHG 7($ VKRXOG EH QHJDWHG EHIRUH WKH VHFRQG ULVLQJ HGJH DIWHU LW ZDV VDPSOHG DV
DVVHUWHG WR DYRLG WKH GHWHFWLRQ RI DQ HUURU IRU WKH QH[W LQLWLDWHG EXV F\FOH 7($ LV DQ
RSHQ GUDLQ SLQ WKDW DOORZV WKHZLUHGRU§RI DQ\ GLIIHUHQWVRXUFHVRIHUURU JHQHUDWLRQ
5HWU\LQJ D %XV &\FOH
:KHQ DQ H[WHUQDO GHYLFH DVVHUWV WKH 5(75< VLJQDO GXULQJ D EXV F\FOH WKH 03&
03& HQWHUV D VHTXHQFH LQ ZKLFK LW WHUPLQDWHV WKH FXUUHQW WUDQVDFWLRQ UHOLQTXLVKHV
WKH RZQHUVKLS RI WKH EXV DQG UHWULHV WKH F\FOH XVLQJ WKH VDPH DGGUHVV DGGUHVV DW
WULEXWHV DQGGDWD LQ WKH FDVH RI D ZULWHF\FOH
)LJXUH LOOXVWUDWHV WKH EHKDYLRU RI WKH 03& 03& ZKHQ WKH 5(75< VLJQDO
LVGHWHFWHGDV D WHUPLQDWLRQ RI D WUDQVIHU $VVHHQ LQ WKLVILJXUH LQ WKHFDVH ZKHQ WKH
LQWHUQDO DUELWHU LV HQDEOHG WKH 03& 03& QHJDWHV %% DQG DVVHUWV %* LQ WKH
FORFN F\FOH IROORZLQJ WKH UHWU\ GHWHFWLRQ 7KLV DOORZV DQ\ H[WHUQDO PDVWHU WR JDLQ EXV
RZQHUVKLS ,Q WKH QH[W FORFN F\FOH D QRUPDO DUELWUDWLRQ SURFHGXUH RFFXUV DJDLQ $V
VKRZQ LQ WKH ILJXUH WKH H[WHUQDO PDVWHU GLG QRW XVH WKH EXV VR WKH 03& 03&
LQLWLDWHV D QHZ WUDQVIHU ZLWK WKHVDPH DGGUHVVDQGDWWULEXWHVDVEHIRUH
,Q
)LJXUH WKH VDPH VLWXDWLRQ LV VKRZQ H[FHSW WKDW WKH 03& 03& LV
ZRUNLQJ ZLWK DQ H[WHUQDO DUELWHU ,Q WKLV FDVH LQ WKH FORFN F\FOH DIWHU WKH 5(75< VLJQDO
LV GHWHFWHG DVVHUWHG %5 LV QHJDWHG WRJHWKHU ZLWK %% 2QH FORFN F\FOH ODWHU WKH QRUPDO
DUELWUDWLRQ SURFHGXUHRFFXUV DJDLQ